Under Australian law we are required to provide this Financial Services Guide to you. Its purpose is to provide information to assist you to decide whether to use our services. It contains information about what we provide, how we are paid and our complaints handling procedures.

Conscious Investor is based on a user-friendly software tool which enables investors to make direct comparisons between listed stocks quickly and efficiently. The system evaluates all data including assumptions and produces a target purchase price to achieve a desired profit over a selected period. It starts by eliminating risky stocks. Investors can, at a glance, evaluate company performance and management track record. They can perform ‘what if’ analyses to determine the effect of changes in key data such as earning growth rates and price earnings ratios. By testing the sensitivity of a stock to adverse changes, investors can achieve a ‘margin of safety’ in their investment decisions.

John Price, Authorized Representative of Roxburgh Securities Pty Ltd (Rep. Number 278640), is responsible for Conscious Investing advice. Roxburgh Securities Pty Ltd holds Australian Financial Services Licence Number 235311 and is authorised to provide general advice about securities. Roxburgh Securities Pty Ltd has authorised the distribution of this Financial Services Guide.

For an annual fee of US$997 subscribers:

• have unlimited personal use of Conscious Investing software
• have access to ten years of fundamental data, updated daily
• have full access to investing articles, online forums, the model portfolio and other information on our website
• receive our regular email newsletter, with articles on quality investing, and
• receive regular detailed step-by-step analyses of a new companies.

All information you obtain from Conscious Investing will be general advice and information, not individually targeted personalised advice. Advice from Conscious Investing will not take into account your particular investment objectives, financial situation or needs. You must assess whether the advice is appropriate for your individual investment objectives, financial situation and needs before making any investment decision on the basis of general advice. You may make your own decisions or seek the assistance of a professional adviser.

1. Contact Ken Helsby by email admin@roxburghinvestor.com
2. If the matter is not satisfactorily resolved within three days, write to Roxburgh Securities Pty Ltd at PO Box 5229 Dalkeith Western Australia 6009
3. Roxburgh Securities Pty Ltd is a member of the Financial Industry Complaints Service PO Box 579 Collins Street West, Melbourne VIC 8007. Toll free phone 1300 780 808

LICENCE

In Australia, Conscious Investing is brought to you by John Price, Authorised Representative of Roxburgh Securities Pty Ltd, Australian Companies Number 009199740, the holder of Australian Financial Services Licence No. 235311, granted by the Australian Securities and Investment Commission.